1.1 IntroductionOptimization problems arise in various disciplines such as engineering designs, agricultural sciences, manufacturing systems, economics, physical sciences, pattern recognition etc. and can be defined as the act of obtaining the best result under the given circumstances. It can also be defined as the process of finding the conditions that give the minimum or maximum value of a function, where the function represents the effort required or the desired benefit. Optimization is the process used to find best solution that addresses a certain problem. An optimization is a technique of finding the optimal solution from all feasible solutions. An important part of the optimization problem is the function is to be optimized. This function is called the objective function, also known as fitness function. The objective function, its search space and its constraints are all parts of the optimization problem. In the past few decades, number of global optimization algorithms has been developed that are based on the nature inspired analogy. Simulated annealing, evolutionary algorithms including genetic algorithms, and neural network methods represent a new class of mathematical programming techniques that have come into prominence during the last decade. These are mostly population based meta-heuristics and arealso called general purpose algorithms because of their applicability to a wide range of problems. Swarm Intelligence (SI) is an innovative distributed intelligent paradigm for solving optimization problems that originally took its inspiration from the biological examples by swarming, flocking and herding phenomena in vertebrates. Particle Swarm Optimization
1.2 MotivationIn population based optimization algorithm, there is an avid necessity of improving the performance of existing algorithm. In the past few years there are many variants of PSO have been proposed. Most of the variants are the result of parameter tuning. Few of them are PSO-TVIW, PSO-RANDIW and PSO-TVAC. In spite of their popularity, there are some drawbacks which are as follows:
- Thesealgorithms cannot work out the problems of scattering and optimization.
- They easily suffer from the practical optimism, which causes the less exact at the regulation of its speed and the direction.
- These algorithms have a problem-dependent performance. This dependency is usually caused by the wayparameters are set, i.e. assigning different parameter settings to thesealgorithms will result in high performance variance. So proper tuning of parameters is required to improve the performance of algorithm.
- They cannot work out the problems of non-coordinate systems, such as solution to the energy field and the moving rules of the particles in the energy filled.
1.3 ObjectiveThe prime objective of the proposed work is to develop a modified time varying acceleration coefficient based PSO to solve unimodal and multimodal optimization problems. For that, the parameters of the PSO-TVAC have been tuned enoughto fulfil the following requirements:
- ImprovementinconvergenceRate:-This newly developed algorithm must be fast as compared to other available optimization algorithms. It means that it should be able to capture optimal solution in minimum number of generations.
- EscapefromLocalOptima:-Must be able to escape from local optima. This can be done by proper tuning of random parameters.
- Able to capture diversesolutions:-This can also be done by proper tuning of random parameters.
1.4 Structure of the ThesisThe whole thesis is organised into four sections which are as follows.
- Chapter 2, provides the literature survey on optimization algorithms with its variants and related work on parameter tuning techniques.
- Chapter 3, a modified version of Particle Swarm Optimization-Time Varying Acceleration Coefficient (PSO-TVAC) named as “Particle Swarm Optimization- Modified Time Varying Acceleration Coefficient (PSO-MTVAC)” is implemented.
- Chapter 4 discuses about experimental setup for benchmark testing of the proposed algorithm with experimental results.
- Chapter 5, conclusion and future direction for research is discussed.
Literature Survey and Related workIn mathematics and computer science, term optimization refers to the study of problems in which one seeks to minimize or maximize an objective function by systematically choosing the values of real or integer variables within an allowed set. Thus an optimization problem is the problem of finding the best solution from all feasible solutions. These optimization problems are very important because these are designed to either earn profit or to minimize the loss incurred. Due to their wide applicability in business, engineering and other areas, a number of algorithms have been proposed in literature to solve these problems to get optimal solutions in minimum possible time [1, 2]. Primary optimization algorithms were highly mathematical in nature. These algorithms use the value of the gradient at different points to target optimal solutions in a given problem. Different algorithm use different methods to calculate the value of gradients at different points. Since calculating the value of gradient at each point is a costly affair so these types of algorithm are not suitable for combinatorial problems. To overcome the limitation of gradient based approaches, Derivative free methods have been proposed. Some derivative free algorithms like Interpolation, Pattern search and Hooke-Jeeves direct methods evaluate the value of fitness function at many points and use these evaluations to target the value of optimal solution. However many times these algorithms trap in local optimum so other methods were sought. Finally to remove the limitation of these algorithms, heuristic algorithms were proposed. These algorithms evaluate the value of fitness function on some random points to target global optimal solutions. Many randomized algorithms such as evolutionary programming, evolutionary strategy, genetic algorithm, particle swarm optimization and genetic programming have already gained wide acceptance in solving such optimization problems. Since in these thesis variants of PSO are proposed, so detailed surveys of swarm intelligence algorithms and some popular algorithms are carried out.
2.1 Swarm Intelligence (SI)Swarm intelligence (SI) [9-13] is briefly defined as the collective behaviour of decentralized and self-organized swarms. The well-known examples for these swarms are bird flocks, fish schools and the colony of social insects such as termites, ants and bees. The individual agents of these swarms behave without supervision and each of these agents has a stochastic behaviour due to her perception in the neighbourhood. The intelligence of the swarm lies in the networks of interactions among these simple agents, and between agents and the environment. SI is becoming increasingly important research area for computer scientists, engineers, economists, bioinformatics, operational re-searchers, and many other disciplines. This is because the problems that the natural intelligent swarms can solve (finding food, dividing labour among nest mates, building nests etc.) have important counterparts in several engineering areas of real world . Few important approaches which are based on ant colony and bird flocking are called ant colony optimization (ACO) [15-16] and particle swarm optimization (PSO) [17, 18]. These techniques have been applied to a wide variety of applications. Now we discuss some important swarm optimization techniques in detail.
2.2 Ant Colony Optimization (ACO)Ant Colony Optimization algorithms is Swarm Intelligence methods which was proposed [19, 20] by Marco Dorigo in 1992 in his PhD thesis. It is a probabilistic technique for solving computational problems which can be reduced to finding good paths through graphs. The main idea was inspired by the behaviour of real ants. In the natural world, ants (initially) wander randomly, and upon finding food return to their colony while laying down pheromone trails. If other ants find such a path, they are likely not to keep travelling at random, but to instead follow the trail, returning and reinforcing it if they eventually find food. Thus, when one ant finds a good (i.e., short) path from the colony to a food source, other ants are more likely to follow that path, and positive feedback eventually leads to all the ants’ following a single path. The idea of the ant colony algorithm is to mimic this behaviour with "simulated ants" walking around the graph representing the problem to solve. In ACO a colony of artificial ants collectively works to find an optimal solution for a discrete problem [21-23]. ACO was the first algorithm, aiming to search for an optimal path in a graph, based on the behaviour of ants seeking a path between their colony and a source of food. ACO can’t perform well in large search space and criticized due to their slow performance.
2.3 Artificial Bee Colony (ABC)Artificial Bee Colony algorithm (ABC) [24-27] was proposed by Karaboga in 2005, based on the intelligent behaviour of honey bee swarm. In the ABC model, the colony consists of three groups of bees: Employed Bees, Onlookers, and Scouts. For every bee in the hive there can be two possibilities :
- She can be a scout, searching for the food (probable solution) in random directions or
- She will become employed once she finds the food or if she finds the location of a food from another scout. Employed bees chase their food source and return back to hive and start dancing near hive. The employed bee becomes a scout if her food source has been deserted.
2.4 Introduction to Particle Swarm Optimization (PSO)PSO is a robust optimization technique that applies the social intelligence of swarms to solve optimization problems. Bird flocking and fish schooling are the example of swarm intelligence. In bird flocking, each swarm update its position by following collective intelligence of the group and its own intelligence. First version of this algorithm was proposed by J. Kennedy, R. Eberhart .In this version, a set of potential solutions (called as particles), are dispersed at various points in the solution space. Each point has some objective function value, and thus has fitness, for its current location. Each particle’s movement is influenced by the following two factors:
- The best fitness achieved by the particle so far. (BFS)
- The best fitness achieved by any particle in the neighbourhood. (BFN)
Vi=ω∗Vi+c1∗r1∗(Pi-Xi)+c2∗r2∗(G-Xi) (1)Xi=Xi+Vi (2) Where, ω is called the inertia weight that controls the impact of previous velocity of particle on its current one. r1, r2 are independently uniformly distributed random variables with range (0, 1). c1, c2 are positive constant parameters called acceleration coefficients which control the maximum step size. In PSO, Eq. (1) is used to calculate the new velocity according to its previous velocity and to the distance of its current position from both its own best historical position and the best position of the entire population or its neighbourhood. Generally, the value of each component in V can be clamped to the range [-vmax, vmax] to control excessive roaming of particles outside the search space. Then the particle flies toward a new position according Eq. (2). This process is repeated until a user-defined stopping criterion is reached.
2.5 Variants of PSO AlgorithmPSO variants are as follows:
2.5.1 Discrete PSODiscrete PSO algorithm [31-32] is applied to discrete and combinatorial optimization problems over discrete-valued search space. In this algorithm, particle’s positions  are discrete values. The velocity and position equation are developed for real (discrete) value and updated in each iteration. In a more general case, when integer solutions (not necessarily 0 or 1) are needed, the optimal solution can be determined by rounding off the real optimum values to the nearest integer. Discrete PSO has a high success rate in solving integer programming problems even when other methods, such as Branch and Bound fail . It has a quick convergence and better performance results .
2.5.2 Binary PSOIn binary PSO , each individual (particle) of the population has to take a binary decision, either YES/TRUE = 1 or NO/FALSE = 0. Each particle represents its position in binary values which are 0 or 1. Each particles value can then be changed from one to zero or vice versa. In
2.5.3 Neighbourhood Guaranteed Convergence PSO (GCPSO)Neighbourhoods GCPSO model the structure of social networks . Implementing neighbourhoods in the standard PSO requires replacing the velocity update with the following: vi(t+1) =X(vi(t)+ c1r1(pbest(t)-xi(t))+c2r2(gbest(t)-xi(t))) (5) Where, gbest is the best position found so far in the neighborhood of the ith particle unlike the entire swarm. The purpose of neighbourhood is to preserve the diversity within the swarm by impending the flow of information through the network. Neighborhood topologies such as lbest with k = 2 provide a very slow flow of information via a long directed path. This allows particle to explore larger areas of search space without being immediately drawn to the global best particle.
2.5.7 NSPSOA new PSO algorithm called PSO with neighbourhood search strategies (NSPSO), which utilizes one local and two global neighbuorhood search strategies is defined by Yao, Jingzheng et al. . The NSPSO includes two operations. First, for each particle, three trial particles are generated by the above neighbourhood search strategies, respectively. Second, the best one among the three trial particles and the current particle is chosen as the new current particle.
2.5.8 IEPSOIn Immunity-enhanced particle swarm optimization, IEPSO , a population of particles is sampled randomly in the feasible space. Then the population executes PSO or its variants, including the update of position and velocity. After that, it executes receptor editing operator (non- uniform mutation) according to a certain probability pr, and vaccination operator according to probability pv. The new generation is obtained by the selection operator after the flying of particles and two immune operators receptor editing and vaccination.
2.6 Parameter Tuning in PSO AlgorithmsThe challenge of identifying appropriate parameters for efficient performance of particle swarm optimization algorithms has been studied for many years. In this approach, the parameters of the PSO algorithm (inertia weight, cognitive acceleration coefficient and social acceleration coefficient) are tuned for improving the optimal solution in the search space [41-44]. Parameter tuning strategy is needed because the basic version of the PSO algorithm was not giving efficient performance on the benchmarks functions. Proper and fine tuning of the parameters may result in faster convergence of the algorithm, and alleviation of the local minima. Initially, the values of the parameters of PSO algorithm were constant. However, experimental results proved that it is better to initially set the parameters to a large value, in order to promote global exploration of the search space, and gradually decrease it to get more refined optimal solutions [42, 45]. A large parameter’s value facilitates global exploration (searching new areas), while a small one tends to facilitate local exploration (fine tuning of the current search area). A suitable value for the parameters usually provides balance between global and local exploration abilities and consequently results in a reduction of the number of iterations required to locate the optimum solution .
2.6.1 PSO - Time Varying Inertia Weight (PSO-TVIW)For most of the problems, Shi and Eberhart  have observed that the performance of the PSO algorithm can be improved by varying the value of inertia weight from Imax at the beginning to Imin at maximum number of iterations. The equation of the inertia weight is as follows -: w =wmin+ (wmax -wmin)( ) (6) Where wmin = 0.4 is minimum value of inertia weight. wmax = 0.9 is maximum value of Inertia weight. Imax is the maximum number of iteration. Icurrent is the current iteration.
2.6.2 PSO - Random Inertia Weight (PSO-RANDIW)PSO-TVIW method is not very effective in tracking dynamic  environment. Shi and Eberhart proposed random inertia weight factor to track dynamic environment.
2.6.3 PSO - Time Varying Acceleration Coefficients (PSO-TVAC)The objective of the PSO-TVAC algorithm is to enhance the global search in the early part of the optimization and to encourage all the particles to converge toward the global optimum at the end of the search. In this algorithm the inertia weight, the cognitive acceleration coefficient and the social acceleration coefficient [48-50] are change according to the following equations -: c1 =c1min+ (c1max -c1min) ( ) (8) c2 =c2min+ (c2min –c2max) ( ) (9) w=wmin+(wmax-wmin)( ) (10) Where c1min = 0.5 is minimum value of c1. c1max = 2.5 is maximum value of c1. c2min = 0.5 is minimum value of c2. c2max = 2.5 is maximum value of c2. The performance of the algorithm is improved by varying c1 from 2.5 to 0.5, c2 from 0.5 to 2.5 and w from 0.9 to 0.4 over the full range of the search space.
Proposed MethodPSO (Particle Swarm Optimization) is very popular and is inspired from social behaviour of bird ﬂocking or ﬁsh schooling. It is a population based optimization algorithm that optimizes a problem by updating the velocity and position of each particle according to simple mathematical formulae. Each particle’s movement is influenced by its personal best (pbest) position and global best (gbest) position. The values of pbest and gbest are updated in each generation. The performance of PSO depends on many factors in which parameter tuning plays a major role. Tuning of random parameters is very important issue and if properly done, it can avoid premature convergence of PSO on local optimal solutions. Many papers [51-53] suggested solution of this issue by giving various methods to tune random parameters (Like w, c1, c2, r1 and r2). The performance of PSO can be improved by redesigning its operators. When we design new version of PSO, We have to analyze the result of adding same factor to each particle, whether it moves the particle towards the global optimal solution or force to get stuck in local optima. For this, it is required to add new factor acceleration (ac) in velocity vector that stores the information, whether the particle moves in the right direction or not. The velocity of the particle changes (increasing or decreasing) according to observation stored by factor ac. Also it is required to minimize the distance between the pbest (personal best position) position of the particles and gbest (global best position) position of the particles as the number of generation increases. It helps particle to converge its search towards the global optimal solution efficiently. The distance between the particles’ pbest and gbest is inversely proportional to the current iteration. This thesis implements a modified particle swarm optimization algorithm named as “Modified time varying acceleration coefficient based PSO (PSO-MTVAC)” in which
3.1 Proposed ApproachThe purpose of any optimization algorithm is to obtain the global optimal solution in minimum iteration and avoid premature convergence. The proposed algorithm “Particle Swarm Optimization Modified Time Varying Acceleration Coefficient (PSO-MTVAC)” is designed to obtain these requirements. To efficiently convergence towards the optimal solution, the parameters ω, c1, c2 of the PSO algorithm are varying according to the given equation mentioned below to minimize the angle (distance) between pbest and gbest of the particles. Also a new factor α is added in the velocity vector to store the information during the previous generations that helps to manage (increase or decrease) the velocity of the particle. The addition of factor α is significant because in PSO, particle updates its position only on the basis of its current position and its current velocity. And information stored in the previous generations is lost. Thus storing the information of previous generation helps to improve the convergence rate of the algorithm. The parameters are mathematically represented as follows: c1= c1min + cos (dt) α * (c1max − c1min) (11) c2= c2max + sin (dt) β * (c2min − c2max) (12) ω = ωmin+ cos (dt) γ * (ωmax − ωmin) (13)
- x) c
- xi) ac
3.2 Proposed Algorithm (Pseude Code)Input:
- pop = size of population
- dim = dimension
- f(x) = fitness function with constraints
- Imax= maximum iteration.
- Optimum fitness value of function f(x)
- The global best position of the swarm at which optimum value is found. For each particle of ithpopulation
- Evaluate fitness of individual f (xj).
- Choose personal best Pjand initialize it with fitness value.
- For i = 1 to Imax.
- Set the parameters of algorithm as follows: c1 = c1min+ cos (dt) α * (c1max− c1min)
- For j = 1 to pop.
- Find personal best Pj.
- Initialization of initial velocity of particle as:
- Update the velocity (vj) of particle:
- xi) c
- xi) ac
- Evaluate acceleration of particle:
- Update the position vector (xi1 )
- Step 7 to step 13 is repeated, until the termination criteria is met i.e j =pop.
- Step 6 to step 15 is repeated, until the termination criteria is met i.e. i = Imax).
- The global best position of the swarm is the optimal solution.
Experiment & Results
4.1 Experimental SetupThe Black-Box Optimization Benchmarking (BBOB) provides twenty four noise free test- bed, real-parameter single objective benchmark functions [54-55] which are used to evaluate the performance of PSO_MTVAC in terms of optimum solutions after a predefined number of generations and the valid convergence rate to the optimum solution. Search domain [-5, 5] is taken for all 24 benchmark functions. These benchmark functions for the experiment are scalable with dimension and fifteen instances are generated for each benchmark function. These functions are classified in five groups include separable functions (f1 - f5), functions with low or moderate conditioning (f6 - f9), unimodal functions with high conditioning (f10 - f15), multi-modal functions with adequate global structure (f16 - f19), and multi-modal functions with weak global structure (f20 - f24). All benchmark functions are scalable with the dimension (D). Most functions have no specific value of their optimal solution i.e. they are randomly shifted in x-space. All functions have an artificially chosen optimal function value i.e. they are randomly shifted in f-space. Since for separable functions the search process can be reduced to D one-dimensional search procedures, non-separable functions are much more difficult. Other than first group functions (f1 - f5), the rest benchmarks functions
|Low or moderate conditioning||f6||Attractive Sector|
|Unimodal with high conditioning||f10||Ellipsoidal|
|Multi-modal with adequate global structure||f15||Rastrigin|
|f18||Schaffers F7, moderately ill-conditioned|
|f19||Composite Griewank-Rosenbrock F8F2|
|Multi-modal with weak global structure||f20||Schwefel|
|f21||Gallagher’s Gaussian 101-me Peaks|
|f22||Gallagher’s Gaussian 21-hi Peaks|
4.2 Simulation StrategySimulation is carried out to check the quality of optimum solution and convergence rate of the newly introduced method in comparison with eleven state-of-the-art algorithms. The term Expected Running Time (ERT) is the time defined as the expected number of function evaluations to reach a target function value for the first time, applied in the figures and tables, are dependent on a given target function value (ft), and it is denoted by ft=fopt+∆f, where ∆f=10-8, it is computed over all relevant trials as the number of function evaluations executed during each trial. #succ denotes the number of trials which is important to achieve to reach the final target ft.In the experiment the rank-sum test is used to test the statistical significance for a given target ∆ftand this is used for each trial, either the number of required function evaluation to achieve the ∆ft(inverted and multiplied by -1), or, if the target was not reached, the best ∆fvalue achieved, measured only up to the smallest number of overall function evaluations for any unsuccessful trial under consideration if available.
4.3 Symbols, Constants, and Parameters
- D = 2, 3, 5, 10, 20, 40 is search space dimensionalities. It is used for all 24 benchmark functions.
- Ntrial is used as the number of trials for each function and dimensionality. It determines the least possible measurable success rate and also determines the overall CPU time. When we have compared to a standard setup for testing stochastic search procedures, Ntrial = 15, a small value have chosen for evaluating the performance over all trials. Therefore, single trial can be longer within the same CPU-time budget
- ∆f= 10-8 precision to reach the target value from fopt.
- ftarget = fopt + ∆fis the target function value to reach for different ∆fvalues. The final, smallest considered target function value is ftarget = fopt + 10-8, but also larger values for ftarget are evaluated.
4.4 Used Notations∆f precision to reach, i.e., a difference to the optimal function value foptand foptis the optimal function value defined for each benchmark function individually. ftargetis the target function value to reach the optimal value. The smallest specified final target value is ftarget= fopt+ 10-8, but also larger values of ftargetare evaluated. Ntrials is used in this paper for each function and dimensionality individually for each single setup. D indicates the search space dimensionality used for all functions. D = 2, 3, 5, 10.
4.4 Dimension Wise ResultsThe overall performance of the proposed PSO_MTVAC for all 24 benchmark functions with dimension size 2D, 3D, 5D and 10D is as follows:
4.4.1 Function and Dimension Wise Performance
- SeparableFunction:There are five separable functions such as Sphere function, Ellipsoidal function, Rastrigin function, Büche-Rastrig in function and Linear Slope function having similar nature are used to check the accuracy of EAMD. It is found that performance of PSO_MTVAC is compared with other is not good. We have obtained mixed result. Result for all five functions is shown as follows:
- LoworModerateConditioningFunctions:It is a group of four separable functions like Attractive Sector function, Step Ellipsoidal function, Rosenbrock, original function, and Rosenbrock, rotated function. It is found that for all dimensions 2, 3, 5 and 10 PSO_MTVA dominates all variants of PSO and secured 2nd position among
- The “best 2009" line corresponds to the best Expected Running Time (ERT) observed during BBOB 2009 for each single target.
Unimodal with High Conditioning FunctionsEllipsoidal function, Discus function, Bent Cigar function, Sharp Ridge function and Different Powers function, comes under the group of unimodal with high conditioning
Multimodal Functions with Adequate Global StructureRastrigin, Weierstrass, Schaffers F7, Schaffers F7 moderately ill-conditioned, and Composite Griewank-Rosenbrock F8F2 functions are the group of five functions on which the convergence rate and the performance accuracy of PSO_MTVAC has checked. It is found that it has obtained better results shown in figure 4.5 in comparison to other algorithms on different dimensions. PSO_MTVAC has obtained 2nd position for all dimensions and shows its superiority over other algorithms. Figure 4.5: Bootstrapped empirical cumulative distribution of the number of objective function evaluations divided by dimension for 50 targets in 10[-8…2] for all 5 Multimodal
Multimodal Functions with weak global structureIt is a group of five functions: Schwefel function, Gallagher’s Gaussian 101-me Peaks function, Gallagher’s Gaussian 21-hi Peaks function, Katsuura function and Lunacek bi- Rastrigin function. PSO_MTVAC is analysed on these functions one by one and comparison is done with other algorithms. In dimensions 2 and 3, it has secured 5th and 2nd position while in dimension 5 and 10 it has obtained 1st position among all eight algorithms. So, the overall result is very good and it shows its outstanding performance for multimodal functions. The growth rate towards getting the optimal solutions in feasible generations is very impressive. It has dominated all algorithms including best 2009 of COCO framework. These results are given below.
Conclusion and Future Work
5.1 ConclusionSeven different state-of-the art algorithms have been used to check the performance of PSO_MTVAC algorithm. The benchmark functions used for the experimental work are categorized into two parts i.e. unimodal and multimodal. In unimodal, functions have three groups such as separable functions, moderate functions and ill-conditioned functions and each group contains five different functions except moderate functions group which contains four functions. Multimodal functions are categorized into two group i.e. multimodal functions and weakly structured multimodal functions. It also contains five different functions in each group. The “all functions” category is used to check the overall performance of the proposed algorithm on all functions (1-24) together. Performance of PSO_MTVAC is checked over four different dimensions like 2-D, 3-D, 5-D, and 10-D. In every dimension PAO_MTVAC has shown its superiority over other algorithms. A modified version of PSO_TVAC is proposed to improve the convergence rate of this algorithm. This modification is done by updating the velocity vector and parameter tuning of existing PSO_TVAC algorithm. From the results it is clear that on dimension 2 the performance of PSO_MTVAC has improved over PSO_TVAC and other existing algorithms on multimodal functions. However its convergence rate has decreased in separable functions. Similarly the convergence of PSO_MTVAC has improved in multimodal functions of 3 dimensions. In Unimodal with High Conditioning Functions, PSO_MTVAC has dominated best 2009 and all variants of PSO in 10 dimensions. Also in dimensions 5 and 10, PSO_MTVAC has dominated best 2009 and all variants of PSO in Multimodal Functions
5.2 Future WorkWe have observed many future scopes during working in this area. This can be applied on various real life applications, such as software cost estimation, minimize the cost and energy dissipation in wireless sensor network, energy minimization problem in RNA secondary structure, protein folding problem etc.
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